PenderFund Capital Management Ltd.

CIK 0001706164 · VANCOUVER, A1 · Quarter end: 2026-06-30 · Filed on: 2026-08-17 · Open the SEC source

PenderFund Capital Management Ltd. reported 231 positions worth $780.1M as of June 30, 2026 (13F filed August 17, 2026). Largest holding: NOG 3.625 04-15-29 (8.3%).

Portfolio Value (AUM)Total value of the fund's US stock portfolio reported to the SEC.
$780.1M
2026 Q2
Positions
231
Top-10 ConcentrationHow much of the portfolio sits in the 10 largest holdings. High = concentrated bets.
52.1%
Est. Net Flow (Q)
2026 Q2
10 / 231 positions shown
#SymbolCompanyTypeValue% Port.Shares1YYTD
1NOG 3.625 04-15-29NORTHERN OIL & GAS INCSH$64.9M8.32%67,000,000
2FLNC 2.25 06-15-30FLUENCE ENERGY INCSH$60.9M7.81%47,410,000
3AGCN 0.375 01-15-27FIRST MAJESTIC SILVER CORPSH$48.4M6.20%38,740,000
4VERX 0.75 05-01-29VERTEX INCSH$44.8M5.74%50,000,000
5WOLF 2.5 06-15-31WOLFSPEED INCSH$40.7M5.21%10,330,060
6SO 4.5 06-15-27SOUTHERN COSH$33.1M4.25%30,000,000
7EVH 3.5 12-01-29EVOLENT HEALTH INCSH$31.5M4.04%42,017,000
8BABA 0.5 06-01-31ALIBABA GROUP HLDG LTDSH$29.5M3.79%25,000,000
9NIO 4.625 10-15-30NIO INCSH$26.9M3.45%26,500,000
10NIO 3.875 10-15-29NIO INCSH$25.7M3.30%25,185,000

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Read the 2026-Q2 quarterly report · 13F Filing Calendar

Frequently Asked Questions

What stocks does PenderFund Capital Management Ltd. hold as of Q2 2026?

PenderFund Capital Management Ltd. reported 231 positions worth $780.1M in its Q2 2026 13F filing. Largest positions: NOG 3.625 04-15-29 (8.3%), FLNC 2.25 06-15-30 (7.8%), AGCN 0.375 01-15-27 (6.2%), VERX 0.75 05-01-29 (5.7%) and WOLF 2.5 06-15-31 (5.2%).

What did PenderFund Capital Management Ltd. buy in Q2 2026?

No previous quarter is available yet; the comparison appears with the next filing.

What did PenderFund Capital Management Ltd. sell in Q2 2026?

No previous quarter is available yet.

13F data shows quarter-end positions, is delayed by up to 45 days and covers only long positions in US-listed securities; short positions, most derivatives and non-US assets are not reported.